Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William Berkery Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Stephen Anthony RabinowitzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2018
Stephen W ZoghbyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Ronald W Ledwith Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2017
Joseph LauricellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7011-03-2017
Marie Frances CannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-03-2017
Joseph LauricellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-03-2017
Faissal Fakhri YousefUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-03-2017
Timothy Patrick CostelloUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Robert Andrew FellowesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2017
Matthew Schuyler KraftUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-10-2017
Andrew Blake EinsteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Daphne ChiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2016
Andrew C. OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$16004-22-2015
Andrew Crawford OberUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2015
Craig Duncan GrantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2015
Ernie Walter KloockUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2014
Douglas FrewUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2014
Anthony Theodore CortinaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2014
Stefan Joseph ContornoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-19-2014
Gabriel Adam LavigneUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2013
Brett Stephan RiggiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2013
Cletus William Schwegman IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1008-27-2013
Jeffrey Stuart RosenblumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-07-2013
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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