Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Patricia Ann MuhaWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.05-17-2018
Jennifer Mcmanemin CostelloWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Michael David DonohueWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Robert LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Robert J. LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Kevin Joseph BenoitWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Paul C ThomassetWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
David ScuremanWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-04-2016
Anthony Joseph KarpowichWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC03-04-2016
Daniel Timothy CampbellWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC11-06-2015
Vincent Joseph GrenierWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2013
Gail M Mackler-CarlinoWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Daniel Michael KochWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC10-03-2012
Karen Sue FeolaWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.06-01-2012
Dennis William O'ConnorWells Fargo Advisors Financial Network, LLCMorgan Stanley02-24-2012
Vito RasoWells Fargo Advisors Financial Network, LLCMorgan Stanley06-19-2009
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-11-2019
Lori Ann McguinnessWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-30-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Matthew Walter ByrneWells Fargo Advisors Financial Network, LLCBMO Capital Markets Corp.$10012-12-2018
Thomas M. CometaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-04-2018
Michael John DonohueWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-28-2017
Robert Frances O'HerlihyWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$10005-20-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.