Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Cathleen Mary SheerinsWells Fargo Advisors Financial Network, LLCMorgan Stanley$1409-01-2017
Robert LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Robert J LopintoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-01-2017
Kevin Joseph BenoitWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Paul Calder ThomassetWells Fargo Advisors Financial Network, LLCMorgan Stanley03-10-2017
Mark Kenneth StandringWells Fargo Advisors Financial Network, LLCMorgan Stanley$3002-16-2017
Paul Elliott BrehneWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-10-2014
Robert James GregoryWells Fargo Advisors Financial Network, LLCMorgan Stanley12-02-2013
Alan Bradley GuenzelWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-14-2012
Richard J DefuccioWells Fargo Advisors Financial Network, LLCMorgan Stanley$10005-08-2012
Nicholas Anthony BoccellaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10005-08-2012
Lewis William RauterWells Fargo Advisors Financial Network, LLCMorgan Stanley$10005-08-2012
Dennis William OConnorWells Fargo Advisors Financial Network, LLCMorgan Stanley02-24-2012
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley$10008-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-19-2009
Sherry Ruth De GenaroWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-02-2009
Michael Rory CianoWells Fargo Advisors Financial Network, LLCMorgan Stanley06-19-2009
Michael George TeppermanWells Fargo Advisors Financial Network, LLCMorgan Stanley06-19-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.