Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Douglas KonskierWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2020
Christopher L JewellWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-10-2020
Lawrence Scott SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Jason Charles SperberWells Fargo Clearing Services, LLCRBC Capital Markets, LLC08-11-2020
Kevin P FayWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15006-24-2020
John Kisner RankinWells Fargo Clearing Services, LLCEquitable Advisors, LLC05-19-2020
John Blaise EbaniettiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-12-2020
Falguni Ajay SanghaviWells Fargo Clearing Services, LLCMorgan Stanley03-25-2020
Kristina Nicole PhillipsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-13-2020
Caren ChaboraWells Fargo Clearing Services, LLCTD Private Client Wealth LLC02-03-2020
Rajan AroraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Dannys RamirezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2020
Brian James TaylorWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-06-2020
Joseph SabbaghWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.11-19-2019
Rebecca Elfreda PowellWells Fargo Clearing Services, LLCMorgan Stanley$5011-14-2019
Edward Gerard JananskyWells Fargo Clearing Services, LLCMorgan Stanley$15011-08-2019
John William ShortWells Fargo Clearing Services, LLCMorgan Stanley$10011-08-2019
Joyce Carter EmmellWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Ricardo A CorrealWells Fargo Clearing Services, LLCSantander Securities LLC11-06-2019
Lawrence G McneillWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
Erik M SaporitoWells Fargo Clearing Services, LLCMorgan Stanley$5010-31-2019
Christopher Charles MeloroWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-25-2019
Tahja N MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2019
Travere D ParsonsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-01-2019
Mark Andrew ThompsonWells Fargo Clearing Services, LLCPineBridge Securities LLC09-25-2019
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Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.