Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devashish Mike ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-08-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter John DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Timothy DolanWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC$1011-07-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST Financial Corporation$1006-29-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Margaret Heher HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-27-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Jason Charles MancivalanoWells Fargo Clearing Services, LLCTD Private Client Wealth LLC$101-09-2018
Robert Matthew TedescoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-20-2017
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$111-21-2017
Ryan Francis HornerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-15-2017
George William McmullenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Jeremy Estes HamptonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-10-2017
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Showing 1 to 25 of 419 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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