Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Joseph LuongoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3906-28-2019
Frank Eugene E. Pavese Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-24-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Devashish M. ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-08-2019
Gregory E BrunoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-18-2017
Jeffrey Steven HermanWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-15-2017
Julie Dana LippmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-05-2017
Shawn JacobowitzWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-01-2016
Duane J. PerryWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-02-2015
Jeffrey Tappan StannardWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-26-2015
James Stephen BuehlerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-08-2015
Timothy Patrick O'BrienWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-31-2015
Cheryl Jean GruetzmacherWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2013
Michael S YarusWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-24-2012
Gregg Adam MarksWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-12-2011
Christopher Nicholas CaputoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-17-2011
Eugene Gerard McQuillanWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2010
Stuart Franklin SakositsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-21-2010
Edmund IannacconeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-27-2010
Robert Michael BakerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-27-2010
Paul Wells SaramaWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-27-2010
Edward Michael BellWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10004-16-2010
Greg Arthur FarahWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10004-16-2010
F. S PonicsanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-25-2009
Ramin SaeedianWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.