Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert George CowellWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Andrew Jack CohenWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Avasarala Venkat RaoWoodbury Financial Services, Inc.Signator Investors, Inc.10-24-2011
Colin Peter FigueroaWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Cristian Alan Banos ValenciaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Cynthia Starr SpekhartWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
David Lawrence BailinWoodbury Financial Services, Inc.Securian Financial Services, Inc.02-01-2013
Edward William Schuler Jr.Woodbury Financial Services, Inc.Securian Financial Services, Inc.04-24-2015
Elizabeth Ann GiulianoWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Jon Hilmar LaxWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Kenneth John GertieWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Louis David EspositoWoodbury Financial Services, Inc.HSBC Securities (USA) Inc.04-08-2010
Louis Joseph ZaccaroWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Mel DennisonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Michael A. FoxWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Michael Edward LensakWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Nasir Hussain JaffryWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Scott Daniel SeligmanWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Stephen John DonnellyWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Stephen Robert RaffelliniWoodbury Financial Services, Inc.VALIC Financial Advisors, Inc.10-17-2016
Thomas Vincent MarinoWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Valerie Marie QuartiereWoodbury Financial Services, Inc.MetLife Securities Inc.06-30-2016
Virendra Singh TavathiaWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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