Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Andres AcunaUBS Financial Services Inc.Morgan Stanley07-02-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.05-23-2019
Maria Luiza BelfortUBS Financial Services Inc.Citi International Financial Services LLC05-23-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Tiffanie L. SalisburyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Joanne Marie RohlfsUBS Financial Services Inc.HighTower Securities, LLC04-15-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Gannon Patrick MorrisonUBS Financial Services Inc.AXA Advisors, LLC02-20-2019
Robert Francis DianaUBS Financial Services Inc.Vanguard Marketing Corporation01-17-2019
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Armani Miller JacksonUBS Financial Services Inc.UBS Financial Services Inc.01-03-2019
Allison Finley CloudUBS Financial Services Inc.Encompass Advisory Services, LLC11-30-2018
Mally Mills BurtonUBS Financial Services Inc.Ellevest09-21-2018
Stephen Charles ColodnyUBS Financial Services Inc.Vanguard Marketing Corporation09-11-2018
Kyle Aaron AshmoreUBS Financial Services Inc.Morgan Stanley09-05-2018
Jessica Maria D'OleoUBS Financial Services Inc.J.P. Morgan Securities LLC09-03-2018
Shawn HealyUBS Financial Services Inc.J.P. Morgan Securities LLC08-10-2018
Clement DowuonaUBS Financial Services Inc.Windsor Street Capital, LP08-08-2018
Joseph William Berkery Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-25-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.