Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan CohenNewbridge Securities CorporationFirst Standard Financial Company LLC$10008-19-2019
Alan CohenNewbridge Securities CorporationFirst Standard Financial Company LLC$10008-19-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
John InserraFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Kieran John LynchFirst Republic Securities Company, LLCUBS Financial Services Inc.$2508-09-2019
Craig KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
John InserraFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Kieran John LynchFirst Republic Securities Company, LLCUBS Financial Services Inc.$2508-09-2019
Craig KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
Matthew R. MillahnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-30-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Brett William Sabio Sr.Securities America Advisors, Inc.Royal Alliance Associates, Inc.07-29-2019
Mohit Nitin DesaiMD Wealth Advisors IncFidelity Brokerage Services LLC07-25-2019
Hyder Nihal AghaWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-23-2019
Paul Thomas BurcherWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Simmerpal Kaur BainsWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
John Daniel HanftWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Daniel William CliffordWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-22-2019
Cary L. Hall JrLPL Financial LLC LLCUBS Financial Services Inc. Inc. Inc.$16007-19-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
John A MunleyWhealth AdvisorsBlue Blaze Financial Advisors, LLC07-18-2019
Dennis Delaney McNamaraWhealth AdvisorsLighthouse Financial Advisors, Inc.07-18-2019
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Showing 1 to 25 of 414 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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