Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
John A MunleyWhealth AdvisorsBlue Blaze Financial Advisors, LLC07-18-2019
Dennis Delaney McNamaraWhealth AdvisorsLighthouse Financial Advisors, Inc.07-18-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
Ron JaegerLPL Financial LLCCommonwealth Financial Network$20007-11-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
Ronald Evan JaegerLPL Financial LLCCommonwealth Financial Network$5007-11-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
George Michael MihalkoCadaret, Grant & Co., Inc.Foreside Fund Services, LLC07-09-2019
John Philip FredrickRockCrest Financial LLCCypress Financial Planning07-09-2019
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$2507-05-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
RenRaymond James & Associates, Inc.Morgan Stanley$26007-02-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Rene Antonio DierkesRaymond James & Associates, Inc.Morgan Stanley$25007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Louis V MagliarditiWells Fargo Clearing Services, LLCMorgan Stanley$2507-02-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Scott Martin BreskySCF Securities, Inc.Concorde Investment Services, LLC$5007-01-2019
Christopher John KingKing Capital PartnersMorgan Creek Capital Distributors, LLC07-01-2019
Vincent Joseph LuongoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3906-28-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Jermaine NepaulMML Investors Services, LLCAXA Advisors, LLC06-27-2019
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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