Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
John A MunleyWhealth AdvisorsBlue Blaze Financial Advisors, LLC07-18-2019
Dennis Delaney McNamaraWhealth AdvisorsLighthouse Financial Advisors, Inc.07-18-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
George Michael MihalkoCadaret, Grant & Co., Inc.Foreside Fund Services, LLC07-09-2019
John Philip FredrickRockCrest Financial LLCCypress Financial Planning07-09-2019
Robert Joseph KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-03-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Christopher John KingKing Capital PartnersMorgan Creek Capital Distributors, LLC07-01-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Jermaine NepaulMML Investors Services, LLCAXA Advisors, LLC06-27-2019
David Ira YatesPruco Securities, LLC.NYLIFE Distributors LLC06-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Christopher Roy GibardiCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
Michael G SteinickeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Tibor Richard Dani Jr.Wealthness LLCAmeriprise Financial Services, Inc.06-07-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, Inc.06-07-2019
Robert James MasciaGreen Ridge Wealth Planning LLCLPL Financial LLC06-06-2019
William Edward DudesPleasantdale Wealth Management, LLCAmerican Portfolios Advisors, Inc06-05-2019
Henry Chin KimTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC06-05-2019
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
Next Page »

Showing 1 to 25 of 80 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.