Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
Heather Ann YearlyFidelity Brokerage Services LLCBB&T Securities, LLC07-16-2019
Maria Giacalone-MozoMorgan StanleyForesters Financial Services, Inc.07-16-2019
Gregory Jonathan Miller Jr.J.P. Morgan Securities LLCGWN Securities Inc.07-15-2019
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
Lionel J. MorataPFS Investments Inc.Santander Securities LLC07-11-2019
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Robert Patrick SistiPrivate Advisor Group, LLCFinancial Engines Advisors L.L.C.07-10-2019
Ina Anatoli PalmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-10-2019
George Michael MihalkoCadaret, Grant & Co., Inc.Foreside Fund Services, LLC07-09-2019
John Philip FredrickRockCrest Financial LLCCypress Financial Planning07-09-2019
Christian Kyle WolfeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2019
Meaghan Ford MclaughlinLincoln Financial Advisors CorporationSanford C. Bernstein & Co., LLC07-03-2019
Christopher Robert CacchiolaMercer Global Advisors Inc.Beacon Wealth Management, LLC07-02-2019
Richard J Tandy JrCapital AnalystsEdward Jones07-02-2019
Carlos Andres AcunaUBS Financial Services Inc.Morgan Stanley07-02-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Maria Eugenia PedrazaWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Loran F MeehanWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Stephen Charles BeneM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Jeffrey Charles CostelloM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Steven L. RichM Holdings Securities, Inc.MML Investors Services, LLC07-01-2019
Nebil N Al-ShawafPruco Securities, LLC.Allstate Financial Services, LLC07-01-2019
Next Page »

Showing 1 to 25 of 157 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.