Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary L. Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Reserarch, Inc.07-17-2019
Kevin RosaChelsea Financial ServicesFirst Standard Financial Company LLC07-12-2019
Edward George SoudersLPL Financial LLCFSC Securities Corporation$1007-12-2019
Ron JaegerLPL Financial Commonwealth Financial Network $20007-11-2019
Ronald Evan JaegerLPL Financial LLCCommonwealth Financial Network$5007-11-2019
Christopher M Michael JackowskiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Rene Dierkes, Frank McKennaRaymond James & Associates, Inc.Morgan Stanley $26007-02-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Richard Charles Callaghan Jr.LPL Financial LLCSeelaus Asset Management, LLC$5007-01-2019
Christine Rosemary VayAXA Advisors, LLCUSA Financial Securities Corporation07-01-2019
Scott Martin BreskySCF Securities, Inc.Concorde Investment Services, LLC$5007-01-2019
Michael Timothy WaldronWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Stephen M Waite IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$106-18-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Waltraud GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
John Scott GrandeSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-14-2019
Karen Sue FeolaSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC06-14-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Brian Joseph CorcoranRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
William Edward DudesPleasantdale Wealth Management, LLCAmerican Portfolios Financial Services, Inc.06-05-2019
Perry M. SuttonCommonwealth Financial NetworkCITIZENS SECURITIES, INC.$106-03-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services Advisors, Inc$2505-31-2019
Francis James DunnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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