Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Anthony FotiLPL Financial LLCMML Investors Services, LLC08-19-2019
Alan CohenNewbridge Securities CorporationFirst Standard Financial Company LLC$10008-19-2019
David Randolph ReeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Robert Bradley IIIMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Daniel Georges ElieEisnerAmper Wealth Management & Corporate Benefits, LLCDAGEL FINANCIAL, INC08-16-2019
Gary William RonanAE Wealth Management, LLCHorter Investment Management, LLC08-16-2019
Michael IervolineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Michael Anthony DevizioLPL Financial LLCMML Investors Services, LLC08-15-2019
Stephen Carl KuchinskiLPL Financial LLCMML Investors Services, LLC08-15-2019
Rameet SinghJ.P. Morgan Securities LLCFirst Citizens Investor Services, Inc.08-14-2019
Ashwin NagreJ.P. Morgan Securities LLCSantander Securities LLC08-13-2019
Melissa D FarfanMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.08-13-2019
Steve H NguyenCommonwealth Financial NetworkCitizens Securities, Inc.$2508-12-2019
Brian Kang LeePruco Securities, LLC.Securian Financial Services, Inc.08-12-2019
Stephen Joseph PutorteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2019
Joel KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
John InserraFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Kieran John LynchFirst Republic Securities Company, LLCUBS Financial Services Inc.$2508-09-2019
Craig KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
Brian Patrick HeathGarden State Securities, Inc.Maxim Group LLC08-09-2019
Jason Thomas MellorSecurian Financial Services, Inc.MML Investors Services, LLC$1008-09-2019
Tammy Annette LabancaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-07-2019
Jamie PhillipsFidelity Brokerage Services LLCMorgan Stanley08-07-2019
Rick Lawrence ScheelerPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC08-07-2019
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.