Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Harrison EldridgeAmeriprise Financial Services, LLCStratos Wealth Partners, Ltd10-18-2019
Donald Paul Delmonte Sr.Ameriprise Financial Services, LLCStratos Wealth Partners, Ltd10-18-2019
Terance A.O. TakyiJ.P. Morgan Securities LLCGoldman Sachs & Co.10-17-2019
Kyle AbbotSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Brad Matthew NapoliFidelity Brokerage Services LLCBlackRock Investments, LLC10-17-2019
Stephen Michael AudetMML Investors Services, LLCSecurian Financial Services, Inc.10-17-2019
Stephen Andrew BannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2019
Victor KossowiczTD Ameritrade, Inc.Charles Schwab & Co., Inc.10-16-2019
Jesse T CelesteMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-16-2019
Scott Alexander WightCetera Advisor Networks LLCNationwide Securities, LLC10-15-2019
Maura MallaneyMutual Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC$5010-11-2019
Mary Ann DiannaErnst & Young Investment Advisers LLPRoyal Alliance Associates, Inc.10-11-2019
Joseph Matthew SuarezErnst & Young Investment Advisers LLPAXA Advisors, LLC10-11-2019
Tahja N. MendozaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2019
Russell J. Tepper Jr.OneAmerica Securities, Inc.AXA Advisors, LLC10-10-2019
John Roderick EichlerAXA Advisors, LLCUBS Financial Services Inc.10-10-2019
Andrew Marshall HornSecurian Financial Services, Inc.MML Investors Services, LLC10-09-2019
Julia L. Wollheim TensfeldtUBS Financial Services Inc.Equatex US INC10-09-2019
Jonathan Zachary GinsbergM Holdings Securities, Inc.Nationwide Securities, LLC10-08-2019
Richard John GunderudPark Avenue Securities LLCPruco Securities, LLC.10-08-2019
Loraine Renee SalvoPalisade Capital Management LLCSimon Quick Advisors, LLC10-07-2019
Glenn CohenLPL Financial LLCEdward Jones10-04-2019
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Shawn David DanzigerCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
James Vincent McGurrenSimon Quick Advisors, LLCNext Capital Management LLC10-03-2019
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.