Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn David DanzigerCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Alex SimonCommonwealth Financial NetworkRaymond James & Associates, Inc.$2510-04-2019
Hetal Mahendra GandhiCetera Investment Services LLCWells Fargo Clearing Services, LLC09-23-2019
Stanley Ira CooperCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Waltraud GrandeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
John Gregory BeckettCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Walter Zabud FletcherCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Kenneth Jay SchnollCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1909-20-2019
Daniel Jude KieferCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Dean Robert NovinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Scott Robert McGimpseyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
John Scott GrandeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Hitesh M. PatelCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Karen Sue FeolaCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Alan Wayne CohenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2409-20-2019
Miguel Mendes CoelhoCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
John Thomas HudsonCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
William Edward SpinnerLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Frank StuartLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Jeffrey Thomas BeebeCetera Financial Specialists LLCRaymond James Financial Services Advisors, Inc09-16-2019
Knut LundbergThe Investment Center, Inc.Commonwealth Financial Network$2509-13-2019
Harold UszerowiczStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11709-06-2019
Edward Gerard RosarCommonwealth Financial NetworkWorld Equity Group, Inc.$5009-03-2019
Derek Louis SausaM Holdings Securities, Inc.Citigroup Global Markets Inc.09-03-2019
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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