Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Joseph WojieAllstate Financial Services, LLCTradition Securities and Derivatives, Inc.08-22-2019
Kevin Hugh O'BrienCetera Advisor Networks LLCPark Avenue Securities LLC$15007-24-2019
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Steve H NguyenCommonwealth Financial NetworkCitizens Securities, Inc.$25008-12-2019
Daniel Georges ElieEisnerAmper Wealth Management & Corporate Benefits, LLCDAGEL FINANCIAL, INC08-16-2019
Walter Alan GilmoreFamily Wealth Partners LLCManaged Account Services, LLC08-09-2019
Joel KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
Craig KaufmanFirst Republic Securities Company, LLCUBS Financial Services Inc.$10008-09-2019
John InserraFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Kieran John LynchFirst Republic Securities Company, LLCUBS Financial Services Inc.$25008-09-2019
Michael Paul MallFusion Capital ManagementVirtue Capital Management, LLC08-22-2019
Steven Christopher TestinoIFP Securities, LLCPrivate Portfolio Partners, LLC$10008-20-2019
Mark Anthony GiordanoIFP Securities, LLCPrivate Portfolio Partners, LLC$10008-20-2019
Abraham ItaniItani Wealth ManagementWealth Management LLC07-25-2019
Michael IervolineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Rameet SinghJ.P. Morgan Securities LLCFirst Citizens Investor Services, Inc.08-14-2019
Ashwin NagreJ.P. Morgan Securities LLCSantander Securities LLC08-13-2019
Darren Frederick LangeJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC07-23-2019
Marc Anthony FotiLPL Financial LLCMML Investors Services, LLC$10008-19-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Michael Anthony DevizioLPL Financial LLCMML Investors Services, LLC08-15-2019
Stephen Carl KuchinskiLPL Financial LLCMML Investors Services, LLC08-15-2019
Mohit Nitin DesaiMD Wealth Advisors IncFidelity Personal and Workplace Advisors07-25-2019
James D CargillMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Securities, Inc.08-20-2019
David Randolph ReeveMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.