Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John CutrupiRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Richard James VergonaRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Rebecca Elfreda PowellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-14-2019
Mikaela DalyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Advisers LLC11-13-2019
Brittany Ann ParkerUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated11-13-2019
Steven CrevarMercer Global Advisors Inc.Purshe Kaplan Sterling Investments11-13-2019
Jose Rafael PeraltaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-11-2019
Lou DeMartinoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-08-2019
John William ShortWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-08-2019
Joyce Carter EmmellWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-08-2019
Edward Gerard JananskyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15011-08-2019
Edmund Michael IannelliAmeriprise Financial Services, Inc.Morgan Stanley$28711-08-2019
Gregory Patrick BarbaroAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-08-2019
James Douglas TuckerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
James P Byrne IISecurian Financial Services, Inc.AXA Advisors, LLC11-08-2019
Raymond William Clark Jr.Garden State Securities, Inc.Woodstock Financial Group, Inc.11-08-2019
Mark ParkerCantella & Co., Inc.Raymond James & Associates, Inc.$50011-07-2019
Maria PatrizioAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC11-07-2019
Yves RousselM&T Securities, Inc.HSBC Securities (USA) Inc.11-07-2019
Evasio Rosales CagandeWhite Knight Strategic Wealth Advisors, LLCAmeriprise Financial Services, Inc.11-06-2019
Ricardo A CorrealWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Santander Securities LLC11-06-2019
Jasmine MuhammadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2019
Kevin Joseph O'MalleyLPL Financial LLCCadaret, Grant & Co., Inc.$10011-04-2019
Erik M. SaporitoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50011-04-2019
Geoffrey Todd Von Der LindenHerbert J. Sims & Co, Inc.David Lerner Associates, Inc.11-04-2019
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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