Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Roger GordleyAE Wealth Management, LLCGlobal Financial Private Capital, Inc.05-06-2016
Robert Corey FinchAllstate Financial Services, LLCBBVA Securities Inc.10-23-2019
Anthony Lee AllbrightAllstate Financial Services, LLCAmeriprise Financial Services, LLC$1010-11-2019
Keith William LittleAllstate Financial Services, LLCNYLIFE Securities LLC11-01-2017
Susan Marie MorrisonAmeriprise Financial Services, LLCTransamerica Financial Advisors, Inc04-22-2016
Kenneth Franklin DowdAmeriprise Financial Services, LLCKestra Investment Services, LLC08-19-2015
Michael Robert AdamAmeriprise Financial Services, LLCLPL Financial LLC07-31-2013
Patricia Ann GallegosAmeriprise Financial Services, LLCLPL Financial LLC07-31-2013
Fred Wiley RichardsonAmeriprise Financial Services, LLCLPL Financial LLC$1007-30-2013
David Scott GarrettAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-31-2013
Terry Warren EdwardsAmeriprise Financial Services, LLCMorgan Stanley$2509-04-2009
Richard J. RomoAXA Advisors, LLCTransamerica Retirement Advisors, LLC06-26-2019
Ryan Charles Nicholas MayerAXA Advisors, LLCStrategic Advisers LLC08-20-2018
Micah O. HandellAXA Advisors, LLCNational Securities Corporation03-05-2012
Leonard Ross SanchezAXA Advisors, LLCTransamerica Financial Advisors, Inc.$5007-17-2009
Eric M. PenaBancWest Investment Services, Inc.Thornburg Securities Corporation05-02-2018
Isaac SuazoBancWest Investment Services, Inc.Edward Jones12-14-2017
Heidi N. WilsonBancWest Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-20-2017
Todd Sargent StrasserBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-16-2015
Ross P. SalasBancWest Investment Services, Inc.Edward Jones10-09-2015
James David Armer Jr.BancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-01-2015
Joseph Thomas OlsonBancWest Investment Services, Inc.Ameriprise Financial Services, LLC04-10-2013
Ternel Norbert MartinezBancWest Investment Services, Inc.MetLife Securities Inc.03-21-2012
Christopher Paul PrienBBVA Compass Investment Solutions, Inc.Wells Fargo Clearing Services, LLC08-29-2012
Robert Lee ConawayBBVA Securities Inc.Thrivent Investment Management Inc.01-22-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.