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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Courtney Lane HurtMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2020
Shelly Anne WiemannRaymond James Financial Services, Inc.Edward Jones03-05-2020
Brandon Thomas WhitmoreFidelity Brokerage Services LLCEdward Jones02-03-2020
Robert Lee ConawayBBVA Securities Inc.Thrivent Investment Management Inc.01-22-2020
Lucas Miguel RomeroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Logan Matthew BaberPrincipal Securities, Inc.Fidelity Brokerage Services LLC01-02-2020
Penny Lynn KelleyNewbridge Securities CorporationLPL Financial LLC12-17-2019
Naomi J. MartinezBBVA Securities Inc.Fidelity Personal and Workplace Advisors12-16-2019
Lonnie A. BrinkFidelity Brokerage Services LLCEdward Jones12-16-2019
Donna Skeels CyganMercer Global Advisors Inc.SAGE FUTURE FINANCIAL, LLC12-11-2019
Tanya Michelle SchlingmanThornburg Securities CorporationU.S. Bancorp Investments, Inc.12-05-2019
Larisa HolidayCommonwealth Financial NetworkPFG Advisors12-04-2019
James Thomas Larkin Jr.Financial Partners, LLCFinancial Partners, LLC12-03-2019
Kathleen Alexandrea KerrSecurities America, Inc.Raymond James Financial Services, Inc.11-27-2019
Terese Brianna ZimmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Robert Corey FinchAllstate Financial Services, LLCBBVA Securities Inc.10-23-2019
Todd Sargent StrasserWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-23-2019
Donald Leighton CimarustiFirst Heartland Capital, Inc.Ameriprise Financial Services, LLC09-23-2019
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Matthew S GuruleFBL Marketing Services, LLCEdward Jones09-19-2019
Jeremy Vaughn MitchellBBVA Securities Inc.TIAA-CREF Individual & Institutional Services, LLC09-12-2019
Linda M. MillerVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-04-2019
John Robert HarrisonRoyal Alliance Associates, Inc.Edward Jones09-04-2019
Christopher Thomas DayVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Paul J. LiumVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
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Showing 1 to 25 of 462 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.