Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Linda M. MillerVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-04-2019
Christopher Thomas DayVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Paul J. LiumVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
John James Cummings Jr.Cambridge Investment Research, Inc.Horace Mann Investors, Inc.04-08-2019
Howard Jeffrey FriedmanCambridge Investment Research, Inc.Pruco Securities, LLC.02-28-2019
Priscilla Ann ArandaSecurities America, Inc.Questar Capital Corporation02-01-2019
Kimberly Noemi GastelumEdward JonesWells Fargo Clearing Services, LLC01-18-2019
Larry Vance JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Joseph FryeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Michael Edward KieferRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
James Matthew MashburnRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Alan RogersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Nicholaus Calvin WarnerMorgan StanleyVanguard Marketing Corporation10-17-2018
Titus Vanderploeg JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-17-2018
Nicci Marie ChurchmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Leigh DeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-06-2018
Cynthia Rene NagelWaddell & ReedSecurities America, Inc.08-03-2018
Mariah Lee SacomanHighRocks Wealth, LLCLongview Asset Management, LLC06-28-2018
Adam Lee TafoyaFirst Heartland Capital, Inc.NYLIFE Securities LLC06-13-2018
Christopher Paul PrienPrien Asset Management, LLCQuestar Capital Corporation06-01-2018
Ingrid N. Gonzales-WieserEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Charles Durham Dodds IIIU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Jason Earl HarshRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-01-2018
Isaac SuazoBancWest Investment Services, Inc.Edward Jones12-14-2017
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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