Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leland Brent NunnallyCetera Advisor Networks LLCLPL Financial LLC$5003-02-2020
Penny Lynn KelleyNewbridge Securities CorporationLPL Financial LLC12-17-2019
William Anthony DavilaIndependent Financial Group, LLCLPL Financial LLC08-21-2017
David Travis HillIndependent Financial Group, LLCLPL Financial LLC08-17-2017
Robert James JosephCetera Investment Services LLCLPL Financial LLC$5005-19-2017
Darrin Michael AbbyCetera Investment Services LLCLPL Financial LLC$5005-19-2017
Molly Anne HoganCetera Investment Services LLCLPL Financial LLC$1005-19-2017
Katrina Suzette JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2017
Cynthia Elizabeth AllenBOK Financial Securities, Inc.LPL Financial LLC04-19-2017
Walter Newton AllenKestra Investment Services, LLCLPL Financial LLC$20004-13-2017
John Matthew TannerU.S. Bancorp Investments, Inc.LPL Financial LLC03-20-2017
Andrea Jean Bedard RenaudRaymond James Financial Services, Inc.LPL Financial LLC$5004-29-2016
Kristen Marie RenaudRaymond James Financial Services, Inc.LPL Financial LLC$5004-29-2016
Julie A. GarciaRaymond James Financial Services, Inc.LPL Financial LLC04-29-2016
Mariah Lee SacomanLongview Asset Management, LLCLPL Financial LLC02-16-2016
James Austin ThomasWells Fargo Clearing Services, LLCLPL Financial LLC09-09-2015
Beverly Anne BaileyCetera Advisor Networks LLCLPL Financial LLC10-20-2014
Robert Michael BurpoFirst American Financial Advisors Inc.LPL Financial LLC07-22-2014
Michael Robert AdamAmeriprise Financial Services, LLCLPL Financial LLC07-31-2013
Patricia Ann GallegosAmeriprise Financial Services, LLCLPL Financial LLC07-31-2013
Fred Wiley RichardsonAmeriprise Financial Services, LLCLPL Financial LLC$1007-30-2013
Ben M Michael BoumanCetera Advisors LLCLPL Financial LLC07-24-2013
Tricia Bowles GunterWaddell & ReedLPL Financial LLC$5004-12-2013
Michael Larry MartinU.S. Bancorp Investments, Inc.LPL Financial LLC$1008-30-2011

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.