Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Anne WilliamsBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
Christopher Philip CunninghamBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-17-2009
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Keiko Edith LambertCrown Capital Securities, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2017
Kaitlin Midori LambertCrown Capital Securities, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2017
Douglas Glen MowrerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Ingrid N. Gonzales-WieserEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Carla Del FerraroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50002-17-2015
Luanne Dee NorthEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Gayle Eileen JohnsonHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-12-2018
David Ian WharramLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2017
Timothy Aaron EngelmannLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2016
Nicki BoninLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2012
Alfredo QuesadaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Hillary KeithProspera Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2015
Michael Wayne ArnoldProspera Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-08-2015
George Alan SeltersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$41006-23-2017
Ron Lawrence BakerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-19-2017
KAREN MARIE SAVAGERaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-24-2009
Michael Alan O'DellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-24-2009
Curtiss Arthur LacrossRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-13-2015
Paul A MendozaThornburg Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-22-2013
Charles Durham Dodds IIIU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Charles Anderson Cumber Jr.U.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2011
Justin Kyle MedranoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-22-2014
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.