Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Warren EdwardsAmeriprise Financial Services, Inc.Morgan Stanley$25009-04-2009
Antonio Almaraz Jr.BBVA Securities Inc.Morgan Stanley$50009-27-2018
Michael John EnriquezEdward JonesMorgan Stanley01-03-2012
William Steven BatieFoothill Securities, Inc.Morgan Stanley02-22-2013
Heather Laurel ScharaFoothill Securities, Inc.Morgan Stanley02-22-2013
Bruce Clark HopperFoothill Securities, Inc.Morgan Stanley09-18-2012
Harlan Myles FlintLongview Asset Management, LLCMorgan Stanley05-21-2013
Mariah Lee SacomanLPL Financial LLCMorgan Stanley08-14-2013
David George RisserLPL Financial LLCMorgan Stanley$29003-04-2010
Gonzalo RufattLPL Financial LLCMorgan Stanley03-04-2010
Bo L PrieskornLPL Financial LLCMorgan Stanley$15001-15-2010
Beverly Anne BaileyLPL Financial LLCMorgan Stanley$50001-05-2010
Todd Christian SmithLPL Financial LLCMorgan Stanley$10010-22-2009
Marcus Scott SeabockLPL Financial LLCMorgan Stanley$10007-01-2009
Christopher David GuzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-17-2017
Yvette Y. BacaRaymond James Financial Services, Inc.Morgan Stanley$10002-10-2010
Brad Michael GravelleRaymond James Financial Services, Inc.Morgan Stanley$10011-16-2009
Mary Killeen WilliamsU.S. Bancorp Investments, Inc.Morgan Stanley$50011-05-2018
Tamara BatesUBS Financial Services Inc.Morgan Stanley06-04-2015
Daniel Robert MeriansUBS Financial Services Inc.Morgan Stanley06-02-2015
Morgan Paul HeesUBS Financial Services Inc.Morgan Stanley$50001-20-2015
Shane T. HackneyUBS Financial Services Inc.Morgan Stanley01-19-2012
Clovis Martin, Edward Jordan, Antonio AlmarazWells Fargo AdvisorsMorgan Stanley$20001-11-2012
Devona Lee BenavidezWells Fargo Advisors Financial Network, LLCMorgan Stanley06-23-2017
Jeffrey Randolph WilsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley05-23-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.