Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Drew SteffanCambridge Investment Research, Inc.UBS Financial Services Inc.$5011-30-2017
Chad Dominic CooperCambridge Investment Research, Inc.Pruco Securities, LLC.09-06-2017
Derek William CockrellCambridge Investment Research, Inc.Ameritas Investment Corp.$1006-20-2016
Howard Jeffrey FriedmanCambridge Investment Research, Inc.Pruco Securities, LLC.02-28-2019
Jesus Alberto SotoCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$1008-16-2016
John James Cummings Jr.Cambridge Investment Research, Inc.Horace Mann Investors, Inc.04-08-2019
Joseph R. FergusonCambridge Investment Research, Inc.MetLife Securities Inc.$1004-22-2015
Joshalyn Rae BacaCambridge Investment Research, Inc.UBS Financial Services Inc.$10011-30-2017
Kevin Anthony BrownCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$2505-20-2013
Marli Jeanette RaneyCambridge Investment Research, Inc.NYLIFE Securities LLC01-03-2017
Michael Edward NewellCambridge Investment Research, Inc.MetLife Securities Inc.$2504-22-2015
Pete D HendersonCambridge Investment Research, Inc.UBS Financial Services Inc.$5011-30-2017
Phillip H. Carrell Jr.Cambridge Investment Research, Inc.Securities America, Inc.01-11-2017
Remick Landon HamCambridge Investment Research, Inc.TCFG Wealth Management, LLC$3203-01-2018
William John KnightCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5008-31-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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