Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terese Brianna ZimmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-03-2019
Douglas Glen MowrerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-10-2017
Sheryl Lynn DuranMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-19-2015
Timothy Aaron EngelmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-06-2013
Nathan R CallowayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-30-2011
Mark Allan BeemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$32006-21-2010
Justin Kyle MedranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed08-26-2011
Joshua James HagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation03-28-2019
Justin Kyle MedranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-18-2017
Robert C MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50009-04-2009
Titus Vanderploeg JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-17-2018
Eric Lee KenneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-18-2017
Jessica Lee WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10004-19-2010
Ron BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$10005-19-2017
Michael ArnoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedProspera Financial Services$14012-08-2015
Leigh DeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-06-2018
Matthew Scott BehningMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-18-2015
Matthew Robert MossburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-09-2012
Bryce William AndersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Investment Services Corporation$15007-10-2010
Christopher David GuzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-17-2017
Katrina Suzette JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2017
Gayle JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHightower Advisors$11501-17-2018
Jeffrey John ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFarmers Financial Solutions, LLC11-21-2016
Barry Mitchell LovejoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$50004-01-2019
Zachary Allan DegaseMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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