Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Killeen WilliamsU.S. Bancorp Investments, Inc.Morgan Stanley$5011-05-2018
Charles Durham Dodds IIIU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Stephen Gregor StarkU.S. Bancorp Investments, Inc.Waddell & Reed11-07-2017
Benjamin Karl GarciaU.S. Bancorp Investments, Inc.BOK Financial Services, Inc.03-30-2016
JOHN MARK ROSSU.S. Bancorp Investments, Inc.UBS Financial Services Inc.03-18-2016
Patrick M GroomsU.S. Bancorp Investments, Inc.Edward Jones01-03-2013
Isaac Eugene LuceroU.S. Bancorp Investments, Inc.Edward Jones11-30-2011
Charles Anderson Cumber Jr.U.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2011
Miguel Ivan MaciasU.S. Bancorp Investments, Inc.BBVA Compass Investment Solutions, Inc.09-27-2011
Robert Louis Van Erem IIIU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-13-2011
Michael Larry MartinU.S. Bancorp Investments, Inc.LPL Financial LLC$15008-30-2011
Maurice Lucien LamondeU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.08-17-2011

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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