Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael GalbraithCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Stephen William CloseProEquities, Inc.Lincoln Financial Securities Corporation$2509-12-2019
Denise Ranne ReedCabot Lodge Securities LLCIFS Advisory, LLC$4509-10-2019
Karen Vibe Ameriprise Financial Services, Inc.Morgan Stanley$8908-30-2019
Karen Diane VibeAmeriprise Financial Services, Inc.Morgan Stanley$1,00008-30-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Jeffrey A. SantosAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Farrell Neil Olazo Dela CruzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Victor PapushakB.B. Graham & Company, Inc.Capital Financial Services, Inc.07-19-2019
Nigelenn Estrella HolmanEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Michael Eugene HoodWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2506-28-2019
Michael David SunderlandNorthwestern Mutual Investment Services, LLCEdward Jones06-26-2019
Matthew MeginCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Rebecca R. MacdonaldMacDonald Wealth AssociatesWells Fargo Clearing Services, LLC04-25-2019
Christina Jenny ManginoPurposeful PlanningSureVest Wealth Management04-16-2019
Donald Arthur Bernard IIIStifel, Nicolaus & Company, IncorporatedFranklin/Templeton Distributors, Inc.04-01-2019
Eric Charles HudsonU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC03-27-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Michael Keston AffinitoNorthwestern Mutual Investment Services, LLCRoyal Alliance Associates, Inc.03-15-2019
James Olizarowicz Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.$5003-05-2019
Fernando Duarte FriasWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Taina Shylene GudeSagePoint Financial, Inc.Waddell & Reed$2403-01-2019
Roberto Christopher FontaniWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Gary HayWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
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Showing 1 to 25 of 529 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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