Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew S. AppleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-22-2011
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Michael D. HaakinsonEdward JonesAmeriprise Financial Services, Inc.11-19-2018
Ryan MeierWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.08-15-2018
Nick Victor Gergov Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-13-2018
David N. ChavezBancWest Investment Services, Inc.Ameriprise Financial Services, Inc.11-27-2017
Sean F StevensonTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.02-17-2016
Melisa Ann OehmkeLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2015
Brent Walter UreTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.11-19-2015
Andrea C. CuddySecurities America, Inc.Ameriprise Financial Services, Inc.10-16-2015
Andre J. SamVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.09-01-2015
John William BentleyVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$5002-02-2015
Jasmine Giszelle GarrettMorgan StanleyAmeriprise Financial Services, Inc.09-12-2014
Samuel ChoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-19-2014
Elizabeth Marie MorenoWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-16-2014
Robert Joseph Duffy IIIMorgan StanleyAmeriprise Financial Services, Inc.12-18-2013
Anthony ThurlowInvestors CapitalAmeriprise Financial Services, Inc.$5507-11-2012
Keith Carl LundLPL Financial LLCAmeriprise Financial Services, Inc.$1010-24-2011
Darla Jean PellerselsCambridge Investment Research, Inc.Ameritas Investment Corp.02-09-2018
Michael Dean NestmanWest Ridge AdvisorsArista Wealth Management, LLC04-25-2016
Mac Roy BartonNYLIFE Securities LLCAXA Advisors, LLC05-19-2016
Edward Michael DorseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Thomas James NubelMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Nadine FaulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Next Page »

Showing 1 to 25 of 534 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.