Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Andrew Kirk Greenhalgh | Citigroup Global Markets Inc. | J.P. Morgan Securities LLC | — | 08-23-2017 |
Michael James Eakman II | Edward Jones | J.P. Morgan Securities LLC | — | 08-15-2014 |
Landon Jaeger Mance | Lincoln Financial Advisors Corporation | J.P. Morgan Securities LLC | — | 09-01-2015 |
Jeffrey Lester Maresh | Lincoln Financial Securities Corporation | J.P. Morgan Securities LLC | — | 08-04-2016 |
Justin Aaron Carter | Merrill Lynch, Pierce, Fenner & Smith Incorporated | J.P. Morgan Securities LLC | — | 09-16-2016 |
Brian Vincent Testa | Merrill Lynch, Pierce, Fenner & Smith Incorporated | J.P. Morgan Securities LLC | — | 12-09-2015 |
Doanh Cameron Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated | J.P. Morgan Securities LLC | — | 06-11-2014 |
Christopher David Norton | Morgan Stanley | J.P. Morgan Securities LLC | — | 02-20-2014 |
Anthony Jon Maldonado | Morgan Stanley | J.P. Morgan Securities LLC | — | 10-24-2013 |
John Mark Craner | U.S. Bancorp Investments, Inc. | J.P. Morgan Securities LLC | — | 12-15-2017 |
Jerry Demar Eldridge | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | $150 | 02-28-2017 |
Alex Garcia | Wells Fargo Clearing Services, LLC | J.P. Morgan Securities LLC | — | 09-29-2014 |
Showing 1 to 12 of 12 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.