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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert HoskinsTransamerica Financial Advisors, IncMorgan Stanley02-21-2020
Rachel Lynn MormanEdward JonesMorgan Stanley11-22-2019
Karen Diane VibeAmeriprise Financial Services, LLCMorgan Stanley$1,00008-30-2019
Jennifer Lynne RiccaWells Fargo Clearing Services, LLCMorgan Stanley$5008-09-2019
Melissa Dyan WilkinsonWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-09-2019
Jason Michael AllenWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
Guyan Samuel LongWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-09-2019
Claudia EricksonFidelity Brokerage Services LLCMorgan Stanley02-01-2019
Michele Anne CaseyWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-27-2018
Martin John KuleszaLPL Financial LLCMorgan Stanley$25006-06-2018
Ari L. FaneuilTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley03-22-2018
Andrew Charles DuffyTransamerica Financial Advisors, IncMorgan Stanley10-02-2017
Bryan Allan YeagerAmeriprise Financial Services, LLCMorgan Stanley04-17-2017
Dawn Sophie BuchanBuckley Wealth Management, LLCMorgan Stanley$20002-28-2017
Lori Lynn ChittendenBuckley Wealth Management, LLCMorgan Stanley02-28-2017
Sonia Flor PittmanBuckley Wealth Management, LLCMorgan Stanley02-28-2017
Brian Joseph BuckleyBuckley Wealth Management, LLCMorgan Stanley$50002-17-2017
Benjamin Joel HermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2017
Matthew Allen JeannesAmeriprise Financial Services, LLCMorgan Stanley10-14-2016
Bradlee A. BerkTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley07-29-2016
Stuart Adam CohenWells Fargo Clearing Services, LLCMorgan Stanley05-31-2016
Leo Otto EastmanWells Fargo Clearing Services, LLCMorgan Stanley01-29-2016
Rolandas BanysMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-14-2015
Richard Jay BernsteinWells Fargo Clearing Services, LLCMorgan Stanley$5007-01-2015
Monique Antoinette LongWells Fargo Clearing Services, LLCMorgan Stanley07-01-2015
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.