Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Steven MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2012
Andrew Charles DuffyTransamerica Financial Advisors, IncMorgan Stanley10-02-2017
Andrew Rumbaugh WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-18-2010
Benjamin Joel HermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2017
Betsy Lou WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-26-2011
Brandon Howard SalibaU.S. Bancorp Investments, Inc.Morgan Stanley05-08-2014
Brian Joseph BuckleyBuckley Wealth Management, LLCMorgan Stanley02-17-2017
Brian Paul CasselsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25001-24-2011
Bryan Allan YeagerAmeriprise Financial Services, Inc.Morgan Stanley$10004-17-2017
Christopher Ross SmeltzerWaddell & ReedMorgan Stanley09-23-2011
Danette Gay LoweCommonwealth Financial NetworkMorgan Stanley$50002-10-2012
Daniel Devere GillinsRaymond James Financial Services, Inc.Morgan Stanley$25001-18-2013
Daniel Keith WestU.S. Bancorp Investments, Inc.Morgan Stanley$10007-19-2010
David Richard JancukWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-23-2011
Dawn Sophie BuchanBuckley Wealth Management, LLCMorgan Stanley02-28-2017
Derek David RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50003-08-2010
Guyan Samuel LongWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-09-2019
Jason Michael AllenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley08-09-2019
Jeffrey Lester MareshJ.P. Morgan Securities LLCMorgan Stanley11-01-2012
Jennifer Lynne RiccaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50008-09-2019
Joanne Ellen McAfeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$25011-14-2011
John David DemingUBS Financial Services Inc.Morgan Stanley$10003-20-2012
John Mark GarnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-15-2010
Justin Marc AlbrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50003-01-2010
Karen Diane VibeAmeriprise Financial Services, Inc.Morgan Stanley$10008-30-2019
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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