Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Gilbert Anderson IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Craig Edward MillerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Philip Andrew TynanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Douglas Brockway MeyersMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Ernest SeeligerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Steven HolcombMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Warren Allan DuffMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Karl Allen FerazziMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Joseph MillerUBS Financial Services Inc.Morgan Stanley & Co. LLC03-26-2009
Clair Arnold LewisUBS Financial Services Inc.Morgan Stanley & Co. LLC02-02-2009
Dennis Anthony ZanslerMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Joel Anthony McConnellMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Chris Radcliffe OsborneMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Calvin James Albright IIIMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Paul Maloy CahoonMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Leonard R Wohletz IIIMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Ryan Scott GrossMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Peter Michael LewisMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Robert Carl RuecklMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Walter Thomas HarrollMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Anthony Angelo Picozzi Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Tyler Thomas WhittenMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kurt Michael NeddenriepMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Allan Jennings DuffMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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