Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel David MilanoTD Ameritrade Investment Management, LLCNew England Securities12-22-2014
Barclay Kendall CallenderLPL Financial LLCNew England Securities11-12-2014
Jason William GamettLPL Financial LLCNew England Securities10-30-2014
Gary HayLPL Financial LLCNew England Securities10-24-2014
Michael R ProtoLPL Financial LLCNew England Securities$25010-22-2014
John Rovinsky Ewing IIILPL Financial LLCNew England Securities$110-20-2014
Karin Heidi MetcalfLPL Financial LLCNew England Securities10-20-2014
Charles Gilbert Hall IIILPL Financial LLCNew England Securities$2510-14-2014
Ruben Jimenez GonzalezLPL Financial LLCNew England Securities$25010-14-2014
Shanna Jean KehoeLPL Financial LLCNew England Securities10-14-2014
Stephen D'Andre SaylesLPL Financial LLCNew England Securities10-14-2014
Jimmy LeeLPL Financial LLCNew England Securities$25010-10-2014
Justin James LongStrategic Advisers LLCNew England Securities07-15-2011
Leonard Gerald SimonWaddell & ReedNew England Securities05-19-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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