Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dorothy Harten HullAmeriprise Financial Services, LLCWaddell & Reed01-22-2019
Jesse Curiel IIITresco Financial, LLCWaddell & Reed03-28-2018
Justin V. SchnursteinUBS Financial Services Inc.Waddell & Reed03-13-2018
Jeffrey Steven BallekCrown Capital Securities, L.P.Waddell & Reed05-25-2017
Jacob Woodson RitterAmeriprise Financial Services, LLCWaddell & Reed04-28-2017
Vincent Michael OttavianoAmeriprise Financial Services, LLCWaddell & Reed04-06-2017
Robert Mason BozworthFidelity Brokerage Services LLCWaddell & Reed01-27-2017
Brett M. GrahamCitigroup Global Markets Inc.Waddell & Reed09-20-2016
Jakob Daniel FriesWells Fargo Clearing Services, LLCWaddell & Reed08-02-2016
Austin William SaxonWells Fargo Clearing Services, LLCWaddell & Reed06-14-2016
James Marlowe SandeAmeriprise Financial Services, LLCWaddell & Reed06-10-2016
Tao LiTransamerica Financial Advisors, IncWaddell & Reed03-01-2016
J Todd KeffuryUBS Financial Services Inc.Waddell & Reed02-19-2016
Jeremy Earl GolarCountry Capital Management CompanyWaddell & Reed08-28-2015
Christopher Ross SmeltzerAmeriprise Financial Services, LLCWaddell & Reed08-01-2014
Brian Daniel WheelerMML Investors Services, LLCWaddell & Reed12-23-2013
Christopher Michael HonerLPL Financial LLCWaddell & Reed01-16-2013
William B. Riley IIICharles Schwab & Co., Inc.Waddell & Reed06-08-2011
Mason Bodie MonroeWells Fargo Clearing Services, LLCWaddell & Reed05-01-2011
Linda Ruth LovieBrokers International Financial Services, LLC.Waddell & Reed01-03-2011
Jacklyn Elizabeth LynchAmeriprise Financial Services, LLCWaddell & Reed09-01-2010
Jeremy Guy Charles KellerUBS Financial Services Inc.Waddell & Reed07-11-2009
Daniel Lee BrooksCitigroup Global Markets Inc.Waddell & Reed$1012-13-2010
Taina Shylene GudeSagePoint Financial, Inc.Waddell & Reed$2403-01-2019
Amy Renee ClemensAmeriprise Financial Services, LLCWaddell & Reed$5002-23-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.