Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Maureen GaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC04-16-2014
Andrew S. AppleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-22-2011
Mark Gregory RagosMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-19-2015
Mark Gregory RagosMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-24-2012
Daniel BeheshtiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBright Trading, LLC10-05-2012
Elizabeth Marie MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.08-01-2011
Peter HenriquesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$3305-05-2020
Daniel Antonio EscorciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-09-2020
Angelica Faye CronkMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.11-29-2017
Charles Robert Doucette Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.11-28-2016
Nigelenn Estrella HolmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2019
Wylie Lars NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-20-2019
Marshal Ryan BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-26-2018
Lee Marvin McNeill Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-29-2016
Nigelenn Estrella HolmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-12-2017
Jessica H. AranaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-02-2017
Justin Aaron CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-16-2016
Brian Vincent TestaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-09-2015
Jesse Perez CarbajalMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-12-2015
Doanh Cameron NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-11-2014
Thomas Edward GoughMerrill Lynch, Pierce, Fenner & Smith IncorporatedLegend Equities Corporation04-14-2015
Charles Eric GrethMerrill Lynch, Pierce, Fenner & Smith IncorporatedLegend Equities Corporation01-21-2015
Ryan S GraffMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-03-2020
Kevin HarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-05-2015
Benjamin Joel HermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.