Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sara V MccueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-04-2009
Timothy Frank McElroyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2009
Douglas Matthew HeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-02-2009
Justin Marc AlbrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2010
Andrew R WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-18-2010
Paul Anthony ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$12406-18-2010
Heather DjanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2509-01-2010
John M GarnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-15-2010
Andrew S AppleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC08-22-2011
John Deforest ZaissMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrescent Capital Management Co09-22-2011
Robert J KeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-30-2012
Alan Steven MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2012
Aaron A DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Anthony Jay GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$11508-02-2013
Jeffrey Mark KlingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-15-2013
Doanh C NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-11-2014
Reese C GneitingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-05-2014
Jesse Perez CarbajalMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2503-12-2015
Jon C PataccaMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-08-2015
Jin ParkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15209-04-2015
Jin Kyun ParkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-04-2015
Rolandas BanysMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-14-2015
Richard Mark ScafaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc10-22-2015
Brian Vincent TestaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-09-2015
Heather Ann NavarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-29-2016
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.