Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Farrell Neil Olazo Dela CruzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Kyle Warren TownsendMorgan StanleyRBC Capital Markets, LLC07-20-2018
Suzanne Danielle SweeneyMorgan StanleyICAP Corporates LLC07-20-2017
John Donald YeazelMorgan StanleyWells Fargo Clearing Services, LLC03-31-2017
Bryan Keith WilhelmMorgan StanleyScottrade, Inc.06-29-2016
James Patrick MattiMorgan StanleyBright Trading, LLC04-22-2016
Jasmine Giszelle GarrettMorgan StanleyAmeriprise Financial Services, Inc.09-12-2014
Mark Franco ErculeiMorgan StanleyUBS Financial Services Inc.09-05-2014
Christopher David NortonMorgan StanleyJ.P. Morgan Securities LLC02-20-2014
Paul David Krumm, Jana ReddickMorgan StanleyWells Fargo Clearing Services, LLC01-16-2014
Robert Joseph Duffy IIIMorgan StanleyAmeriprise Financial Services, Inc.12-18-2013
Anthony Jon MaldonadoMorgan StanleyJ.P. Morgan Securities LLC10-24-2013
Terrel Dale ScottMorgan StanleyRBC Capital Markets, LLC$2508-20-2013
Jason Michael AllenMorgan StanleyWells Fargo Clearing Services, LLC12-07-2012
Lynda Grace SchultzMorgan StanleyLegend Equities Corporation11-05-2012
Angel P NguyenMorgan StanleyLucia Securities, LLC08-29-2012
Guyan Samuel LongMorgan StanleyRBC Capital Markets, LLC03-09-2012
Melissa Dyan WilkinsonMorgan StanleyWells Fargo Clearing Services, LLC02-17-2012
Jon Leif Erickson, Patricia Michelle Fontan-SorlieMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Georgia AlexisMorgan StanleyWells Fargo Clearing Services, LLC$2506-01-2011
Jason Brian Schwarz, Kenneth Phillip O'Connell IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2010
Brian Joseph CaseyMorgan StanleyWells Fargo Clearing Services, LLC05-28-2010
Stephen David SearMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Anthony Angelo Picozzi Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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