Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria B CastellonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10008-07-2019
Mario Agapito KafetzisSpartan Capital Securities, LLCAegis Capital Corp.$3608-06-2019
Frangel Levi MartinezLPL Financial LLCJ.P. Turner & Company, L.L.C.08-06-2019
Eric H ZoldanA.G.P. / Alliance Global PartnersCalton & Associates, Inc.$1007-30-2019
Eric H ZoldanA.G.P. / Alliance Global PartnersCalton & Associates, Inc.$1007-29-2019
Mark Allen DavidsonCadaret, Grant & Co., Inc.Citizens Securities, Inc.07-26-2019
Steven Anthony MaicusSecurities Service Network, LLCLincoln Investment$2507-24-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.$107-23-2019
Mark Steven WojcinskiAmerican Portfolios Financial Services, Inc.GWN Securities Inc.07-23-2019
Benjamin C LingenfelterLPL Financial LLCAmeriprise Financial Services, Inc.07-23-2019
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC$2307-23-2019
Michael Joseph RussoSpartan Capital Securities, LLCCraft Capital Management LLC$5007-22-2019
Paul Francis EbertE. Magnus Oppenheim & Co. Inc.Tradingscreen Brokerage Services LLC07-22-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.LPL Financial LLC07-19-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Christopher Booth KennedySpartan Capital Securities, LLCWestern International Securities, Inc.$5007-10-2019
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-09-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-08-2019
Lisa Anne MalickPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$107-01-2019
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Terence Francis ByrneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26306-29-2019
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Showing 1 to 25 of 12,451 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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