Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Flores WilsonSincerus Advisory Watts Capital05-27-2020
Joseph Russell BrancaleonePark Avenue Securities LLCThe Investment Center, Inc.05-15-2020
Jeffrey Lloyd ShereskyRBC Capital Markets, LLCMorgan Stanley05-14-2020
Jeffrey Christopher SamsenRBC Capital Markets, LLCMorgan Stanley$15005-14-2020
Jason James WalshNetwork 1 Financial Securities Inc.Joseph Gunnar & Co. LLC05-12-2020
Joseph GrimaldiVanderbilt Securities, LLCRegulus Advisors, LLC05-11-2020
Harvey K CohenPurshe Kaplan Sterling InvestmentsBCG Securities, Inc.05-08-2020
Jeffrey Steven TuccilloAmerican Portfolios Financial Services, Inc.Lincoln Investment$2505-08-2020
Carlos M VillarCitigroup Global Markets Inc.LPL Financial LLC05-08-2020
Gary Grant CasabLPL Financial LLCParadigm Consulting, Inc.05-06-2020
Richard Emmanuel LimMorgan StanleyMorgan Stanley & Co. Incorporated05-05-2020
Thomas Mitchell DesrochesPlanMember Securities CorporationPruco Securities, LLC.05-05-2020
Thomas Joseph Barbaccia IIILincoln Financial Advisors CorporationEquity Services, Inc.05-01-2020
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Michael Joseph DisilvioRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2020
Joseph Angelo BlandoIBN Financial Services, Inc.Securities America, Inc.04-24-2020
Robert Edward WilczakIBN Financial Services, Inc.Securities America, Inc.04-24-2020
Ajit Bob AjmaniA.G.P / Alliance Global PartnersAegis Capital Corp.04-23-2020
Sean HarnettNeuberger Berman BD LLCAXA Advisors, LLC04-17-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Matthew Donald CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-16-2020
Steven Kamel SayeghCetera Investment Services LLCLPL Financial LLC$5004-16-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Brendan Edward LynchAmeriprise Financial Services, LLCAXA Advisors, LLC04-14-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
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Showing 1 to 25 of 16,577 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.