Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eden Lopez Leslie Schwartz Paula SteinbergRBC Capital Markets, LLCJPMorgan Chase & Co.$1,20010-16-2020
Matthew Kendrick HaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Aroldo BalbinoUCap Asset Management LLCUBS Financial Services Inc.10-08-2020
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
Joel Bernard BoissiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-08-2020
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Peter Ja La PlacaBoston Private WealthCiti Private Advisory, LLC10-07-2020
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Karen Beth RosnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Arthur Blake ShermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Thomas S MartinBrighton Securities Corp.EK Riley Investments, LLC10-02-2020
Robert Walker HeagneyAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Jeffrey Michael BurkeyLPL Financial LLCFederated Global Investment Management Corp.09-29-2020
Joseph Seung PaikJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-29-2020
Yangmei ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-29-2020
Jacob GulJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-29-2020
Yehuda KonstamMML Investors Services, LLCPark Avenue Securities LLC09-29-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
Zakir BanatwalaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2020
Ann Marie PeckMML Investors Services, LLCNYLIFE Securities LLC09-29-2020
Gizo AbuladzeNational Securities CorporationAllied Millennial Partners, LLC09-29-2020
Jeffrey Scott BlitzCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.09-28-2020
Timothy Joseph CunninghamBenjamin F. Edwards & Company, Inc.J.P. Morgan Securities LLC09-28-2020
Bret Alexander HartmanBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC09-28-2020
Russell A StoutSagePoint Financial, Inc.M&T Securities, Inc.09-28-2020
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Showing 1 to 25 of 8,833 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.