Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5407-17-2012
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
David Edward DanglerLPL Financial LLC1st Global Capital Corp.03-16-2015
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Mark Joseph ReitzPurshe Kaplan Sterling Investments1st Global Capital Corp.06-18-2013
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$2506-12-2013
Greg Alan BowenPurshe Kaplan Sterling Investments1st Global Capital Corp.$2512-03-2012
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.03-06-2014
Charles Michael MatisiAmerican Portfolios Advisors, Inc4Thought Financial Group Inc.11-03-2014
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.$15010-09-2012
Neal ScottWindsor Street Capital, LPA.G.P. / Alliance Global Partners09-09-2015
Brian Francis HalpinNYLIFE Securities LLCA.G.P. / Alliance Global Partners07-02-2015
John Brooks JohnsonMML Investors Services, LLCA.G.P. / Alliance Global Partners02-19-2015
Marcio Del CorsoMorgan StanleyA.G.P. / Alliance Global Partners07-03-2013
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCA.K. Capital, LLC09-13-2013
Kevin Michael MurphyMetLife Securities Inc.Abel/Noser Corp.01-21-2011
Michael John MorrissMorgan StanleyAcademy Securities, Inc.08-05-2014
Salvatore TammaroNetwork 1 Financial Securities Inc.ACAP Financial Inc.12-20-2016
William David McbeeLeigh Baldwin & Co., LLCAdirondack Trading Group LLC06-15-2016
Christopher Joseph McfaddenNational Securities CorporationAdirondack Trading Group LLC05-16-2016
Elizabeth Kendrick PeasleeNational Securities CorporationAdirondack Trading Group LLC$105-06-2016
James Robert BrodeurNational Securities CorporationAdirondack Trading Group LLC05-06-2016
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Showing 1 to 25 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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