Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5007-17-2012
Michael Anthony DouglassLeigh Baldwin & Co., LLC1st Global Capital Corp.08-20-2019
Francis Michael CelonaCambridge Investment Research, Inc.1st Global Capital Corp.12-14-2017
Thomas Patrick GroganCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
David Allen NelsonCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Stephen Daniel ScialoMorgan Stanley1st Global Capital Corp.03-21-2017
David Edward DanglerLPL Financial LLC1st Global Capital Corp.$5003-16-2015
Dennis A Castiglia1st Global Capital Corp.1st Global Capital Corp.03-10-2015
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.$1012-06-2013
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Mark Joseph ReitzPurshe Kaplan Sterling Investments1st Global Capital Corp.06-18-2013
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$2506-12-2013
Delbert John SmithMutual Service Corporation1st Global Capital Corp.01-23-2009
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.10-09-2012
Andrew Jay SchiffA.G.P / Alliance Global PartnersA.G.P / Alliance Global Partners10-01-2015
Neal ScottWindsor Street Capital, LPA.G.P / Alliance Global Partners$2509-09-2015
Brian Francis HalpinNYLIFE Securities LLCA.G.P / Alliance Global Partners07-02-2015
John Brooks JohnsonMML Investors Services, LLCA.G.P / Alliance Global Partners02-19-2015
Marcio Del CorsoMorgan StanleyA.G.P / Alliance Global Partners07-03-2013
Kevin Michael MurphyMetLife Securities Inc.Abel/Noser Corp.01-21-2011
Michael John MorrissMorgan StanleyAcademy Securities, Inc.08-05-2014
Salvatore TammaroNetwork 1 Financial Securities Inc.ACAP Financial Inc.12-20-2016
William David McBeeLeigh Baldwin & Co., LLCAdirondack Trading Group LLC$106-15-2016
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Showing 1 to 25 of 16,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.