Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward HokeFirst Allied Securities, Inc.1st Discount Brokerage, Inc.$5007-17-2012
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$2506-12-2013
Peggy WhitmoreCapTrust Financial Advisors401(k) Advisors, Inc.03-06-2014
Michael Evan KahnUBS Financial Services Inc.A. R. Schmeidler & Co., Inc.10-09-2012
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCA.K. Capital, LLC09-13-2013
Elizabeth Kendrick PeasleeNational Securities CorporationAdirondack Trading Group LLC05-06-2016
Kathleen Elizabeth O'Donnell LutherCambridge Investment Research, Inc.Adirondack Trading Group LLC12-04-2015
Francis Jose RonquilloGWFS Equities, Inc.ADP Broker-Dealer, Inc.03-10-2016
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
Arthur Leo Coleman IIIWells Fargo Clearing Services, LLCAdvanced Equities, Inc.12-27-2012
Joseph Anthony Cordi Sr.Aegis Capital Corp.Advanced Equities, Inc.12-18-2012
Mitchell Scott FitterAegis Capital Corp.Advanced Equities, Inc.10-18-2011
Dean George LeounisCadaret, Grant & Co., Inc.Advanced Group Financial Services, LLC$1008-09-2017
Sanford Garry SeideFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Santo AgostinoFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Mark Lawrence SpagnolaFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Elia Salvatore DursoFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Gregory Henry MerkleFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
George David SolomonFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
James Alfred Angelone Jr.FSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Eugene Patrick LeydenFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Jared Mitchell FeinbergFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
William Francis Wasserbach Jr.FSC Securities CorporationAdvantage Capital Corporation02-27-2009
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Showing 1 to 25 of 8,976 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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