Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward Hoke1st Discount Brokerage, Inc.Saxony Securities, Inc.05-15-2009
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Laura A Cooley1st Global Capital Corp.Cetera Advisors LLC11-13-2015
Jeffrey David Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Angie O. Lockard1st Global Capital Corp.Cetera Financial Specialists LLC04-29-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation$107-13-2009
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Curtis John ReedA.G.P. / Alliance Global PartnersAegis Capital Corp.01-31-2019
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.$103-12-2018
John Brooks JohnsonA.G.P. / Alliance Global PartnersHornor, Townsend & Kent, LLC10-30-2013
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Carol Ann Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Kyle J RolekAccess Advisors, LLCPurshe Kaplan Sterling Investments04-21-2015
Daniel Earl EvansAdirondack Trading Group LLCQuest Capital Strategies, Inc.11-24-2015
Jonathan Edward WhiteAdirondack Trading Group LLCJ.P. Turner & Company, L.L.C.09-26-2015
F. Kirby Smith Jr.Adirondack Trading Group LLCJ.P. Turner & Company, L.L.C.08-21-2015
Michael Brett InderliedAdirondack Trading Group LLCInvestors Capital Corp.04-29-2015
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
Kathleen Elizabeth O'Donnell LutherAdirondack Trading Group LLCEdward Jones06-01-2012
Bruce Robert MorrowAdirondack Trading Group LLCNext Financial Group, Inc.04-17-2012
Arthur Leo Coleman IIIAdvanced Equities, Inc.Citigroup Global Markets Inc.12-21-2009
Ann Catherine EisenhartAdvisors Capital Management, LLCWall Street Financial Group, Inc.05-01-2012
Next Page »

Showing 1 to 25 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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