Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward Hoke1st Discount Brokerage, Inc.Saxony Securities, Inc.05-15-2009
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Laura A Cooley1st Global Capital Corp.Cetera Advisors LLC11-13-2015
Jeffrey David Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Angie O. Lockard1st Global Capital Corp.Cetera Financial Specialists LLC04-29-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation$107-13-2009
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Curtis John ReedA.G.P. / Alliance Global PartnersAegis Capital Corp.01-31-2019
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.$103-12-2018
John Brooks JohnsonA.G.P. / Alliance Global PartnersHornor, Townsend & Kent, LLC10-30-2013
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Carol Ann Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Kyle J RolekAccess Advisors, LLCPurshe Kaplan Sterling Investments04-21-2015
Daniel Earl EvansAdirondack Trading Group LLCQuest Capital Strategies, Inc.11-24-2015
Jonathan Edward WhiteAdirondack Trading Group LLCJ.P. Turner & Company, L.L.C.09-26-2015
F. Kirby Smith Jr.Adirondack Trading Group LLCJ.P. Turner & Company, L.L.C.08-21-2015
Michael Brett InderliedAdirondack Trading Group LLCInvestors Capital Corp.04-29-2015
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
Kathleen Elizabeth O'Donnell LutherAdirondack Trading Group LLCEdward Jones06-01-2012
Bruce Robert MorrowAdirondack Trading Group LLCNext Financial Group, Inc.04-17-2012
Arthur Leo Coleman IIIAdvanced Equities, Inc.Citigroup Global Markets Inc.12-21-2009
Ann Catherine EisenhartAdvisors Capital Management, LLCWall Street Financial Group, Inc.05-01-2012
Next Page »

Showing 1 to 25 of 12,417 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.