Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lior Rusinek147th Group LLCM. S. Howells & Co.$5003-09-2020
Edward Sokolosky Shane SullivanA.G. Edwards & SonsWells Fargo Clearing Services, LLC$5003-18-2010
Ian Keith DietzA.G.P / Alliance Global PartnersLPL Financial LLC$12509-22-2020
Wayne Warren Roser IIA.G.P / Alliance Global PartnersNational Securities Corporation09-14-2020
Peter Edward MohanA.G.P / Alliance Global PartnersOppenheimer & Co. Inc.$10007-20-2020
Gregory Davis WoodbyA.G.P / Alliance Global PartnersColumbus Advisory Group, Ltd.05-21-2020
Ajit AjmaniA.G.P / Alliance Global PartnersAegis Capital Corp.04-23-2020
Elias Stephen PritsoulisA.G.P / Alliance Global PartnersAegis Capital Corp.04-02-2020
Richard William VincentA.G.P / Alliance Global PartnersUBS Financial Services Inc.$11802-24-2020
Bernard Michael LherissonA.G.P / Alliance Global PartnersAegis Capital Corp.$11812-23-2019
Salvatore John RenzoA.G.P / Alliance Global PartnersAegis Capital Corp.$3911-06-2019
Mark Matthew MartiakA.G.P / Alliance Global PartnersPremier Wealth Advisors, LLC$15008-08-2019
Eric H ZoldanA.G.P / Alliance Global PartnersCalton & Associates, Inc.07-29-2019
Alexander A RazumnyA.G.P / Alliance Global PartnersAegis Capital Corp.05-07-2019
John Patrick Harty IIIA.G.P / Alliance Global PartnersAegis Capital Corp.05-02-2019
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
Samuel J SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.04-08-2019
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Melvin Jack LoeserA.G.P / Alliance Global PartnersEmpire Asset Management Company03-19-2019
David Alan BegleyA.G.P / Alliance Global PartnersAegis Capital Corp.02-08-2019
Henry William BerinsteinA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Clinton O Mayer IIIA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Moss Jason PlaineA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
Peter GoranitesA.G.P / Alliance Global PartnersAegis Capital Corp.07-20-2018
David Todd Johnson SrA.G.P / Alliance Global PartnersAegis Capital Corp.07-17-2018
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Showing 1 to 25 of 8,833 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.