Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Paul David MarasciulloAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-29-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.03-25-2019
John Joseph FraserAmeriprise Financial Services, Inc.MML Investors Services, LLC$5003-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.03-15-2019
Richard KennaAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Karen F AroetyAmeriprise Financial Services, Inc.Morgan Stanley$15003-08-2019
Cheryl Ann Rambler-GoveiaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Eileen Joan KohlerAmeriprise Financial Services, Inc.Cantella & Co., Inc.$2503-01-2019
Deborah Ann ChristopherAmeriprise Financial Services, Inc.Edward Jones02-21-2019
Neil LauroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15002-20-2019
Calvin R. KongAmeriprise Financial Services, Inc.Morgan Stanley$14110-26-2018
Jennifer Lynn Krieger Radziwon, Andrew H RadziwonAmeriprise Financial Services, Inc.Kovack Securities Inc.02-01-2019
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Brian Timothy ConlonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-07-2018
Eugene Joeseph Rooney Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2018
Marcy Rose, Joseph SorannoAmeriprise Financial Services, Inc.Morgan Stanley$18507-07-2018
Debra Feaser, Michael EisenbraunAmeriprise Financial Services, Inc.Edward Jones$21511-02-2018
Debra Ann FeaserAmeriprise Financial Services, Inc.Edward Jones$2511-02-2018
Michael V. EisenbraunAmeriprise Financial Services, Inc.Edward Jones11-02-2018
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Showing 351 to 375 of 8,976 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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