Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation07-13-2009
Edward Sokolosky, Shane SullivanA.G. Edwards & SonsWells Fargo Advisors$5003-18-2010
Eric H ZoldanA.G.P. / Alliance Global PartnersCalton & Associates, Inc.07-30-2019
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Garry BaleA.G.P. / Alliance Global PartnersChase Investment Services Corp.03-23-2010
Carol A. Mammone DesimoneAbbondandolo Wealth Management CorpNationwide Planning Associates Inc.05-02-2014
Ann Catherine EisenhartAdvisors Capital Management, LLCWall Street Financial Group, Inc.05-01-2012
Stephen P. BalinskasAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-27-2017
Todd Harris McKeeAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-17-2017
Renard Joseph DefilippoAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
David DruckerAegis CapitalOppenheimer09-20-2011
Stanley Crouch, Victor SaulAegis CapitalHerbert J. Sims & Co.$25007-11-2011
Robert MillstoneAegis CapitalBishop Rosen$10004-15-2011
Daniel FreedmanAegis CapitalBishop Rosen$6004-12-2011
Randy RossAegis CapitalUBS Financial Services Inc. Inc.$6002-14-2011
Michael Moss, Phil SmolowitzAegis CapitalStifel, Nicolaus & Company, Incorporated$15012-09-2010
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$5003-19-2019
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Richard Vincent LasalaAegis Capital Corp.Waddell & Reed$15007-23-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
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Showing 1 to 25 of 9,011 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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