Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Edward Hoke1st Discount Brokerage, Inc.Saxony Securities, Inc.05-15-2009
Mary K. Setter1st Global Capital Corp.AXA Advisors, LLC06-14-2016
Laura A Cooley1st Global Capital Corp.Cetera Advisors LLC11-13-2015
Jeffrey Nagel1st Global Capital Corp.Oppenheimer & Co. Inc.06-15-2015
Angie O. Lockard1st Global Capital Corp.Cetera Financial Specialists LLC04-29-2015
Dennis A Castiglia1st Global Capital Corp.1st Global Capital Corp.03-10-2015
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Christopher L Sassone1st Global Capital Corp.Lincoln Financial Advisors Corporation07-13-2009
Michael Francis Egan4Thought Financial Group Inc.Park Avenue Securities LLC05-07-2013
Yitzhok Alexander FoxA.B. Watley Direct, Inc.Ditto Trade, Inc.02-12-2013
Elias Stephen PritsoulisA.G.P / Alliance Global PartnersAegis Capital Corp.04-02-2020
Richard William VincentA.G.P / Alliance Global PartnersUBS Financial Services Inc.$11802-24-2020
Bernard Michael LherissonA.G.P / Alliance Global PartnersAegis Capital Corp.$11812-23-2019
Salvatore John RenzoA.G.P / Alliance Global PartnersAegis Capital Corp.$3911-06-2019
Mark Matthew MartiakA.G.P / Alliance Global PartnersPremier Wealth Advisors, LLC$15008-08-2019
Eric H ZoldanA.G.P / Alliance Global PartnersCalton & Associates, Inc.$1007-29-2019
Alexander A RazumnyA.G.P / Alliance Global PartnersAegis Capital Corp.05-07-2019
John Patrick Harty IIIA.G.P / Alliance Global PartnersAegis Capital Corp.05-02-2019
Samuel J. SchellerA.G.P / Alliance Global PartnersAegis Capital Corp.04-08-2019
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Melvin Jack LoeserA.G.P / Alliance Global PartnersEmpire Asset Management Company$10003-19-2019
David Alan BegleyA.G.P / Alliance Global PartnersAegis Capital Corp.02-08-2019
Curtis John ReedA.G.P / Alliance Global PartnersAegis Capital Corp.01-31-2019
Henry William BerinsteinA.G.P / Alliance Global PartnersAegis Capital Corp.$15009-28-2018
Clinton O Mayer IIIA.G.P / Alliance Global PartnersAegis Capital Corp.09-28-2018
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Showing 1 to 25 of 16,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.