Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emil Joseph BieleckiExcel Securities & Associates, Inc.CBG Financial Group, Inc01-01-2009
Mary Anne SerbonichExcel Securities & Associates, Inc.Cheevers, Hand & Angeline, Inc.01-01-2009
Benjamin A SteinbergMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Robert Thomas BonaguraMorgan Stanley & Co. LLCUBS Financial Services Inc.$10001-01-2009
David Howard BeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
James Michael BilickiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jerome Joseph PonzMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
David I. PeltonMorgan Stanley & Co. LLCUBS Financial Services Inc.$1001-01-2009
Steven G HertzbergMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jack Ezra KolkerMorgan Stanley & Co. LLCUBS Financial Services Inc.$2501-01-2009
Charles Matthew WhiteMorgan Stanley & Co. LLCRbc Professional Trader Group Llc01-01-2009
David Mark StolerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$5001-01-2009
Robert James MastrosimoneMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Ronald Michael Valinotti Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Patricia Hand Van LeerMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
John Robert MasottiMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mitchell David SteinMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
William Brian LeonardVanderbilt Securities, LLCPrime Capital Services, Inc.01-02-2009
Philip James TullgrenLPL Financial LLCCitigroup Global Markets Inc.01-02-2009
Stephen Gregory MarekJoseph Gunnar & Co. LLCAmerican Capital Partners, LLC$2501-02-2009
John Justin PiroJoseph Gunnar & Co. LLCAmerican Capital Partners, LLC01-02-2009
Richard S NalbandianLantern Investments, Inc.Mclaughlin, Piven, Vogel Inc.01-02-2009
Todd Matthew DudonisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Edner Damion Joseph Jr.John Thomas FinancialEastbrook Capital Group LLC01-02-2009
Scott John HellandStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-02-2009
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Showing 1 to 25 of 16,577 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.