Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blair Louis HorneMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Kenneth Wayne MillerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas Peter KazazesMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Christopher Peter DaifotisMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Frank Joseph LaezzaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Herbert C Hooley Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Edward J IgelMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Eugene John Desoiza Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard Scott DorfmanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Mcculloch StruttMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Thomas Michael FeeneyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Scott Andrew LowmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kenneth William HenryMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gregory Marc MeiselMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lionel M GoldbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alexander G. WesmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Elizabeth Ann RothMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Pamela Mary GreenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Margaret Mary GannonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Frank Lyon Polk IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Juan Carlos CarreraMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Lorraine Ann LaczkoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Irene F. StolarzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michele Ruth Landa-BrookerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Sueanne Leah SchulmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 276 to 300 of 9,011 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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