Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.01-02-2009
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
Tracy A DellomoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Kevin G MahonyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Jonathan A. MillerKey Investment Services LLCCitizens Securities, Inc.$501-05-2009
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Christopher Francis Harrington Jr.John Thomas FinancialUBS Financial Services Inc.01-05-2009
Eugene ShnaydmanPrincipal Securities, Inc.Principal Securities, Inc.01-05-2009
Robert Anthony D'AddarioDominick & Dickerman LLCJefferies LLC01-05-2009
Sergio Michael RosaColumbus Advisory Group, Ltd.Columbus Advisory Group, Ltd.01-05-2009
Wing Chung YipHSBC Securities (USA) Inc.Voya Financial Advisors, Inc.01-06-2009
Michael Anthony AquinoBrokersXpress LLCInvestacorp, Inc.01-06-2009
Erick John SanchezOppenheimer & Co. Inc.Oppenheimer & Co. Inc.01-06-2009
Rino SchenaJ.P. Morgan Securities LLCUbs International Inc.01-07-2009
Barry GiskeFairport Advisors, Inc.World Group Securities, Inc.01-07-2009
Raheel HussainNYLIFE Securities LLCChase Investment Services Corp.01-07-2009
Melvin FinkelsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-07-2009
Gregory Jerome Ptasienski OsbornAxiom Capital Management, Inc.Middlebury Securities LLC01-07-2009
Ajay B MasandUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-07-2009
Michael B. MurphyFidelity Brokerage Services LLCAXA Advisors, LLC01-08-2009
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Anthony Lois GarciaMcGinn, Smith, & Co., Inc.Prestige Financial Center, Inc.01-08-2009
Reuben Salwen BirnbaumWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-08-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.