Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick RiordanUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Joseph Luis DuarteJ.P. Morgan Securities LLCJoseph Gunnar & Co. LLC02-24-2009
Ronald James Molinari, Martin John SatalinUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-26-2009
Timothy John BraggWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-26-2009
Stephen James Wilson, William Loren Schoff, Kathleen Mary Titus, Barbara Leach FraserUBS Financial Services Inc.Citigroup Global Markets Inc.02-26-2009
Sanford Garry SeideFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Sean Edward HattrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-27-2009
Henri CastroWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
James Francis WatkinsonRBC Capital Markets, LLCCitigroup Global Markets Inc.$15002-27-2009
Christopher KizisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
Santo AgostinoFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Mark Lawrence SpagnolaFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Elia Salvatore DursoFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Antonio Geno Coppola Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Gregory Henry MerkleFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
William Thomas Lai IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
George David SolomonFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
James Alfred Angelone Jr.FSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Eugene Patrick LeydenFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC$1002-27-2009
Jared Mitchell FeinbergFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
William Francis Wasserbach Jr.FSC Securities CorporationAdvantage Capital Corporation02-27-2009
Christopher Leonard ReinekeFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Lawrence SpagnolaFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Joseph S LasagnaFSC Securities CorporationAdvantage Capital Corporation02-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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