Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael D. ProkopMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Alan Scott WinstonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC02-01-2009
Eric Andrew DitonMorgan Stanley & Co. LLCUBS Financial Services Inc.$10002-01-2009
Jeffrey Taylor OhlMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Richard Lloyd GoldmanMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$15002-01-2009
John Emerson Morrison IVMorgan Stanley & Co. LLCUBS Financial Services Inc.$15002-01-2009
George William HuntMorgan Stanley & Co. LLCUBS Financial Services Inc.$5002-01-2009
Dominic ProvenzanoMorgan Stanley & Co. LLCUBS Financial Services Inc.$5002-01-2009
Jeffrey FiloneMorgan Stanley & Co. LLCUBS Financial Services Inc.$15002-01-2009
Evan Lowell SteinbergMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Peter Edward SilberMorgan Stanley & Co. LLCUBS Financial Services Inc.$2502-01-2009
Stephen Howard GoldMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Patrick Ryan HenryMorgan Stanley & Co. LLCUBS Financial Services Inc.$1002-01-2009
Todd Jeremy FormanMorgan Stanley & Co. LLCUBS Financial Services Inc.02-01-2009
Olga Nobrega PereiraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20002-01-2009
Anthony Della VecchiaHSBC Securities (USA) Inc.Chase Investment Services Corp.02-02-2009
David Hunter O'Neil Jr.Community Investment Services, Inc.Morgan Stanley & Co. Incorporated02-02-2009
David Frederick BrownCadaret, Grant & Co., Inc.SagePoint Financial, Inc.02-02-2009
Louis Anthony GuzzettaCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$1002-02-2009
Edner Damion Joseph Jr.Global Arena Capital CorpJohn Thomas Financial02-02-2009
Thomas William LaundrieNewport Coast Securities, Inc.Basic Investors Inc.02-02-2009
Christopher Bernard AtteoJohn Thomas FinancialFirst Midwest Securities, Inc.$5002-02-2009
Christofer G FerrugiariAmerican Capital Partners, LLCOppenheimer & Co. Inc.02-02-2009
Lawrence Peter GiordanoJanney Montgomery Scott LLCCitigroup Global Markets Inc.02-02-2009
S Zalmen Zalmen LazaroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.