Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zhang LinNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Gerard Vincent RubsamOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Nancy MattaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1002-13-2009
William John Hammond IIIEdward JonesCitigroup Global Markets Inc.02-13-2009
David Lawrence RussellWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2009
Brian Todd CohenNational Securities CorporationQuest Capital Strategies, Inc.02-18-2009
Michael Richard FarrellUBS Financial Services Inc.Citigroup Global Markets Inc.02-19-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Gregory Thomas MilazzoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
William Wayne Hatch Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
John Patrick O'Leary Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1002-20-2009
Thomas Arthur McMullen, Andrew Thomas Gaglione, Piet AldrichUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Richard Allen Gallos Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Peter Leonard DisanzaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Joanne Smith AvellaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-23-2009
Hugh Arthur HamlinUBS Financial Services Inc.Morgan Stanley & Co. LLC$5002-23-2009
James K. MerkleyUBS Financial Services Inc.Morgan Stanley & Co. LLC$3702-23-2009
David Emerson MarshallUBS Financial Services Inc.Morgan Stanley & Co. LLC$2502-23-2009
Jeffrey Scott PierceUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Joseph Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC02-23-2009
Peter Michael BernsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-23-2009
Peter Lloyd RukeyserUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Alexander Dean WilliamsUBS Financial Services Inc.Morgan Stanley & Co. Incorporated02-23-2009
Erik Thomas BringardGoldman Sachs & Co.BlackRock Execution Services02-23-2009
« Previous PageNext Page »

Showing 76 to 100 of 8,976 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.