Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.$301-14-2009
Aaron J BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron Jeffrey LindblomJ.P. Morgan Securities LLCGagnon Securities, LLC09-03-2019
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$15003-28-2014
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Aaron Nathan WolsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-17-2012
Aaron R LozierKey Investment Services LLCLPL Financial LLC09-21-2016
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
Abaristo CaleroCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abbey GwinPeak Brokerage Services, LLCMetLife Securities Inc.05-31-2016
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Abel Lukose OonnoonnyCharles Schwab & Co., Inc.Strategic Advisers LLC08-02-2013
Abhijit Jayant KaneRoberts & Ryan Investments Inc.Hastings Capital Group, LLC05-11-2020
Abhishek VakilJ.P. Morgan Securities LLCE*TRADE Capital Management, LLC03-26-2015
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Showing 1 to 25 of 8,833 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.