Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aadil Haroon ZamanWall Street Financial Group, Inc.National Securities Corporation06-01-2010
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aaron Ammon BalasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2012
Aaron Benjamin SafierMetLife Securities Inc.Morgan Stanley11-30-2011
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron Jeffrey LindblomJ.P. Morgan Securities LLCGagnon Securities, LLC09-03-2019
Aaron John VecchioOppenheimer & Co. Inc.E D & F Man Capital Markets Inc.01-30-2017
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Aaron Jordan FreedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-29-2012
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Aaron Louis ZisesHighTower Securities, LLCU.S. Bancorp Investments, Inc.$15012-17-2018
Aaron Louis ZisesU.S. Bancorp Investments, Inc.Family Management Securities, LLC01-26-2015
Aaron Matthew CarvajalPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-15-2019
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Aaron MitraniOppenheimer & Co. Inc.Morgan Stanley02-27-2012
Aaron Nathan WolsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15002-17-2012
Aaron R LozierLPL Financial LLCState Farm VP Management Corp.05-21-2014
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
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Showing 1 to 25 of 16,569 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.