Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aadil Haroon ZamanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Aadil Haroon ZamanWall Street Financial Group, Inc.National Securities Corporation06-01-2010
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron MitraniOppenheimer & Co. Inc.Morgan Stanley02-27-2012
Aaron Ammon BalasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2012
Aaron Benjamin SafierMetLife Securities Inc.Morgan Stanley11-30-2011
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.$301-14-2009
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-04-2016
Aaron Jordan FreedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-29-2012
Aaron Louis ZisesU.S. Bancorp Investments, Inc.Family Management Securities, LLC01-26-2015
Aaron Michael KleinerM&T Securities, Inc.Wells Fargo Clearing Services, LLC04-29-2015
Aaron Nathan WolsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-17-2012
Aaron R LozierLPL Financial LLCState Farm VP Management Corp.05-21-2014
Aaron S. YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
Abanoub Youssef GabraHSBC Securities (USA) Inc.AXA Advisors, LLC02-15-2017
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Abbas Yussuf HooseinJ.P. Morgan Securities LLCWorden Capital Management LLC07-05-2016
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abdel-Kader Ben-MohamedWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2014
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Showing 1 to 25 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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